Evanello Enterprises works with Financial Advisors that are transitioning firms in order to fit them with the right to Broker/Dealer and/or Registered Investment Advisor. We learn the integral pieces to an advisor’s career plan and partner with them to find the firm that’s most accommodating to their goals.
We’ll learn what YOU need to be successful, and find the firm that will help you get there.
WE EXIST…
To HELP
We find Financial Advisors the Best Broker, Dealer or Registered Investment Advising structure, specific towards their career goals..
To
Collaborate
and WIN
Win with Attorney’s, claimant’s and respondents by working together ethically and fairly to achieve success.
To Demonstrate
TRUE Value
INTEGRITY, FLEXIBILITY, and KINDNESS.
We are committed to these core
Values.
Since 2009, Evanello Enterprises has served the financial services industry
We serve as experts in FINRA and State Insurance litigation disputes
We provide Practice Management services to increase the value of an Advisors practice to their clients
We have strategic partnerships across the country
Who Is Jeff Evenello
Jeff Evanello,
CLU, ChFC, RICP
FINRA Series: 4, 6, 7, 24, 26, 63, 65
AZ Life Ins. license
Jeff Evanello has thirty-two years experience in the financial & insurance services industry with specific knowledge in the Broker/Dealer and Registered Investment Advisor space.
In the Spring of 2009, Jeff Evanello started Evanello Enterprises, LLC, an independent Third Party Recruiting, Financial Services Industry Consulting, and Product Distribution firm. Today, Evanello Enterprises works with strategic partners across the United States achieve our strategic vision.
In addition to founding Evanello Enterprises, LLC, Jeff has held the following positions:
Investment Broker/Dealer: Cambridge Investment Research.
Financial Advisor Recruiting where he has recruited over #20m in GDC in two years.
Broker/Dealers - Waddell and Reed Scottsdale, AZ
ETF Wholesaler Sales Executive – Vanguard Group
Corporate Compliance Executive – Vanguard Group
Chief Branch Manager and Compliance Officer - Joseph Charles & Associates
Vice President of Marketing and Compliance - Laughlin Group
Financial Advisor and Compliance Officer - Prudential Insurance Company of America
Why Evenello Enterprises LLC.
Recruiting, Transition, & Succession
The most important decision in a Financial Advisor's business is choosing the proper Broker/Dealer and/or Registered Investment Advisor structure.
We use our experience, industry knowledge and resources to align our clients with a Advisor's business model, compensation parameters, succession plan, product requirements. etc. and long term goals. we match the needs of our clients with the firm that can best fulfill those needs.
Our consultative approach allows us to understand the needs of the financial advisors and we place them into positions poised for success.
Consulting and Expert Witness Services
Evanello Enterprises has thirty two years of experience in the financial services industry. Our experience as a FINRA Arbitrator and expert witness lends real life credibility to our consulting practice.
FINRA Arbitration work and expert industry testimony on effective Supervision; suitability of recommendations to the public; and broker/dealer and registered investment advisor conduct.
Fiduciary Rules, Suitability, and general Code of Conduct rules and the impact on a Advisors Practice and the industry as a whole.
Retirement Plan cost analysis, participant fairness and sponsor responsibility reviews.
Managed Money Platforms, Insurance and other Investment products and how they fit in an Advisors Practice.
Appropriate Product
Distribution
Evanello Enterprises works with financial service product distributors to get their products sold through the Broker/ Dealer and Registered Investment Advisor Channels. Jeff Evanello’s unique experience as a financial advisor, branch manager, wholesaler, advanced sales desk manager and recruiter gives him the insight on how to best position product distribution for success.
Evanello Enterprises, LLC markets products based on three criteria –
1. It must be good for the financial advisor and their clients.
2. We must be passionate about the investment.
3. It must be good for the investing public
Therefore, we are very selective in what we decide to market. Based on the experience and passion of the partners, we specialize in raising money for selective managed money platforms, out of favor investments with a higher likelihood of long term success, medical advancement technologies, creative start ups, clean energy, and selective real estate ventures. We raise money in the form of managed money, mutual funds, annuities and life insurance, and private placements.
Squawk on the Street
““Jeff has a tremendous depth of knowledge and experience as it pertains to helping Financial Advisors truly figuring out what business model fits them and their client base. As the regulatory environment continues to evolve, Jeff’s experience is valuable in educating advisors on the impact it can have on their business in the short and long term.””
“I have come to know Jeff as an honest, energetic and consummate advocate for the financial advisor and advice industry as a whole. I always enjoy and appreciate my interactions with Jeff, for his willingness to share his knowledge, and his steadfast effort to create win/win outcomes for friends and colleagues in his network.”