Consulting and Expert Witness Services

Evanello Enterprises has thirty-two years of experience in the financial services industry. Our experience as a FINRA Arbitrator and expert witness lends real life credibility to our consulting practice.  

  • FINRA Arbitration work and expert industry testimony on effective Supervision; suitability of recommendations to the public; and broker/dealer and registered investment advisor conduct.

  • Fiduciary Rules, Suitability, and general Code of Conduct rules and the impact on a Advisors Practice and the industry as a whole.

  • Retirement Plan cost analysis, participant fairness and sponsor responsibility reviews.

  • Managed Money Platforms, Insurance and other Investment products and how they fit in an Advisors Practice.


Appropriate Product

Evanello Enterprises works with financial service product distributors to get their products sold through Broker/ Dealer and Registered Investment Advisor Channels.   Jeff Evanello’s unique experience as a financial advisor, branch manager, wholesaler, advanced sales desk manager, and recruiter gives him the insight on how to best position product distribution for success.

We market products based on three criteria:

  1. It must be good for the financial advisor and their clients. 

  2. We must be passionate about the investment.

  3. It must be good for the investing public

Therefore, we are very selective in what we decide to market.  Based on the experience and passion of the partners, we specialize in raising money for selective managed money platforms, out-of-favor investments with a higher likelihood of long term success, medical advancement technologies, creative start ups, clean energy, and selective real estate ventures.  We raise money in the form of managed money, mutual funds, annuities and life insurance, and private placements.